Financial Services Solutions user guide

• Evelyn, the Name Screening Alert Review agent
• Tara, the Transaction Screening Alert Review agent
• Evan, the Adverse Media Monitoring agent

• Agents that automate the work of AML and Fraud to introduce efficiency, enhance consistency, and improve overall quality, as well as increase throughput speed and scale.
• Agents that work with (not replace) current tech by leveraging existing investments and policies and that do not require customers to build or maintain custom solutions.
• Agents that help further mitigate risk and fines by addressing MRAs and other regulatory findings, that can be automated, allowing ongoing monitoring, and creating context for stronger, consistent narratives and audit trail.

How our FCC solutions are designed​

• Operational readiness: The agents are delivered with pre-built integrations and configuration user interfaces designed to reduce implementation effort. Deployment timelines and automation coverage vary based on system integrations, data availability, and operational controls.
• Automation and analyst involvement: Our agents can automate defined portions of alert review workflows and generate structured narratives to support analyst decision-making. Human review and approval remain part of the process based on customer governance and risk thresholds.
• Consistency and standardization: Everything is designed to operate in alignment with existing business procedures and case management workflows. Outputs follow consistent formats to support auditability, review, and escalation processes.

• Reviewing every alert
• Employing the same procedures and reasoning as top Level 1 analysts
• Deciding whether an alert requires further investigation or should be closed
• Reviewing alerts in seconds, so high volumes don't matter

Why choose UiPath for FCC​

• Proven enterprise-grade platform: We are the market leader in enterprise automation, trusted by hundreds of global banks for mission-critical processes, including AML, KYC, fraud detection, and regulatory reporting.
• Deep financial services expertise: We have a strong track record in banking operations and compliance automation, with use cases spanning name sanction screening, payment sanction screening, adverse media checks, suspicious activity reporting (SAR), and customer due diligence (CDD/EDD).
• Integration with existing AML ecosystem: We can integrate seamlessly with leading AML platforms enabling banks to augment rather than replace existing systems.
• AI and Human-in-the-loop capabilities: Agents assist analysts and operations teams, they don't replace governance, oversight, or accountability.
• Integration-first approach: By combining GenAI, machine learning, and automation orchestration, intelligent adjudication is enabled, as well as exception handling and defensible audit trails, aligning with strict AML regulatory requirements.
• Pre-built Financial Crime Compliance agents: Our solutions can help banks reduce false positives, cut processing costs, and accelerate investigations, while maintaining compliance with global regulations. Our agents are ready out-of-the-box and pre-trained to start their work.